Form 10-K Series - Introduction to SEC Form 10-K Requirements
Author: Kelen Camehl
| CPE Credit: |
1 hour for CPAs |
This course provides a comprehensive introduction to SEC Form 10-K, highlighting its critical role in financial reporting for public companies. We’ll address the purpose of the form as well as the key regulatory requirements and compliance aspects, including specific filing deadlines and the potential consequences of non-compliance. This course emphasizes the significance of Form 10-K for investors and stakeholders, showcasing how it serves as a vital tool for informed decision-making.
Publication Date: March 2025
Topics Covered
- Financial Reporting
- Address the purpose of the form
- Key regulatory requirements and compliance aspects
- The significance of Form 10-K for investors and stakeholders
Learning Objectives
- Identify the key components of SEC Form 10-K and their relevance to financial reporting
- Recognize the regulatory requirements and compliance aspects associated with filing Form 10-K
- Recognize how to distinguish between the filing deadlines for Form 10-K and the consequences of non-compliance
- Recognize the significance of Form 10-K for investors and stakeholders
Level
Overview
Instructional Method
Self-Study
NASBA Field of Study
Accounting (Governmental) (1 hour)
Program Prerequisites
None
Advance Preparation
None
